PFAN - Rules for contribution

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Name Authority Manual

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General Rules for Contributions

1. The file contains descriptions of persons, families, corporate bodies, geographical entities, works and expressions.
2. Participating libraries contribute to the file by establishing authorities generated in the course of their cataloguing activities. However, participating libraries are not obligated to establish an authority record for each access point included in a bibliographic record nor all the authority records related to a particular access point except in the following cases:

1. All bodies that are part of an established hierarchy; e.g., when establishing a body that is entered subordinately to its parent body, if a name authority record for the parent body is not present in the authority file, it must be established and contributed as well.
2. All bodies referred through in cross-references; e.g., if an authorized access point is entered independently and a variant access point is given through a higher body, the higher body needs to be represented in the authority file as well; this may mean that the library will need to create an additional name authority record in addition to the one the library needs to use in its catalogue.
3. All personal and corporate names used in see also references (5XXs); e.g., when establishing a name for an author who uses a pseudonym, or an access point representing an earlier or later name of a corporate body, the library will need to connect the access points by means of see-also references. In order to avoid blind references, the participant will need to make sure that the corresponding authorized access point is established.
4. All access points under which preferred titles are established; e.g., if an author-title record with the conventional collective title Works is entered under an author who is not established in the authority file, a name authority record for the author must be contributed as well.
5. Although participating libraries are not required to contribute name-titles authority records, if one is contributed, all eligible elements must be represented in the authority file.

3. The file does not contain duplicates. Participating libraries must ensure that an authority record does not already exist before creating a new one. Consequently, participating libraries must update an existing authority record rather than create a new one when they wish to include additional information about the entity represented by the record (for example, a birth date).
4. When an authority contains coding which indicates that it is not RDA compliant (008/10 (Descriptive cataloging rules) containing a value other than z and no 040 $e "rda") is revised, the access points it contains must be revised, if necessary, to comply with RDA and the coding in fields 008 and 040 modified accordingly.
5. The authorities must be formulated in MARC21 according to RDA and follow the options indicated in the LC-PCC PS, the LAC-BAnQ policy statements and other policies established by the Standards Committee.

6. A name authority record must contain the following elements:

1. the authorized access point (MARC field 1XX);
2. the sources used to justify the authorized access point, including additions that are part of the authorized access point, variant forms of the access point and certain identification elements (MARC field 670);
3. the cross-references leading to the authorized access point from variant access points (MARC field 4XX) or from related access points (MARC field 5XX) if appropriate.
4. control data and the content designation for proper identification and manipulation of the data.

An authority record may contain :

1. additional information, recorded in fixed fields (008) and in note fields of the authority record (MARC fields 667, 675 ou 678);
2. optional MARC fields such as fields 046 et 3XX;
3. equivalent access points in the MARC 7XX linking fields.

Sources:

• Module 1 -- NACO Foundations (Last update: Apr. 6, 2017)
• Descriptive cataloging manual Z1: Name and series Authority records. Prepared by the Policy and Standards Division, Library of Congress. October 2018.
• NACO Participants' Manual. 3rd Edition. Edited by Patricia Van Ryn and William L. Starck. July 31, 2005
• NACO Program Parameters

Last Update: 2019-05-23

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Mandatory MARC Fields

MARC Field	Note
Leader	Supplied by WMS
003	Supplied by WMS
008	Code completely
016
040	Supplied by WMS
046 $f $g	Supply the birth date (9.3.2) and death date (9.3.3.) if they are known but not included in the authorized access point
1XX
368 $c	Supply another designation associated with a person (9.6) when it is not included in the authorized access point for: a person named in a sacred text or in an apocryphal book a fictitious or legendary person a real non-human entity.
4XX	Supply if necessary.
500	Supply for different identities.
510	Supply for sequential relationships between corporate bodies other than conferences, only to immediately preceeding or succeeding entities (establish relationships between conferences only in records for authorized corporate access points)
663	Supply for individuals who have three different identities or more
667	Supply for certain situations explained in Name Authority Manual, 667 and in other guidelines
670	Supply to cite the catalogued resource and to justify the authorized access point, including additions that are part of the authorized access point, variant access points and certain identification elements
675	Supply to cite the catalogued resource when the resource does not supply any information

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Core RDA Elements for PFAN

(combination of core RDA elements and "core if" RDA elements with additional elements)

Version: January 2021

Explanations of the symbols in this table:

"Element" Column:	• A plus sign (+) identifies additional elements chosen by PFAN as core elements in records, with specified conditions, in addition to core RDA elements and "core if" RDA elements.
FRBR Column:
FRBR/FRAD Entities:	C = Corporate Body (collectivité) E = Expression F = Family (famille)	O = Work (œuvre) L = Place (lieu) P = Person (personne)

Element	RDA No	FRBR	Decision with restrictions, if applicable	MARC coding
RECORDING ATTRIBUTES OF WORKS AND EXPRESSIONS
Status of identification +	5.7		Yes	008/33
Source consulted +	5.8		Yes	670, 675
Cataloguer's note +	5.9		Yes in certain situation explained in the Name Authority Manual, 667 and in other guidelines	667
IDENTIFYING WORKS AND EXPRESSIONS
Preferred title for the work Musical work Legal work Religious work Official communications	6.2.2 6.14.2 6.19.2 6.23.2 6.26.2	O	Yes	1XX
Form of work	6.3	O	Yes, in the authorized access point if needed to differentiate	1XX, 380
Date of work Legal work	6.4 6.20	O	Yes, in the authorized access point if needed to differentiate; see Date of a treaty below	1XX, 046
Place of origin of Work	6.5	O	Yes, in the authorized access point if needed to differentiate	1XX, 370
Other distinguishing characteristic of work Legal work	6.6 6.21	O	Yes, in the authorized access point if needed to differentiate	1XX, 381
Medium of performance	6.15	O	Yes, in the authorized access point; (1) if the title is not distinctive, provide if applicable; (2) if the title is distinctive, provide if necessary to differentiate	1XX, 382
Numeric designation of musical work	6.16	O	Yes, in the authorized access point; (1) if the title is not distinctive, provide if applicable; (2) if the title is distinctive, provide if necessary to differentiate	1XX, 383
Key	6.17	O	Yes, in the authorized access point; (1) if the title is not distinctive, provide if applicable; (2) if the title is distinctive, provide if necessary to differentiate	1XX, 384
Date of a treaty	6.20.3	O	Yes, in the authorized access point	1XX, 046
Identifier for work	6.8	O	Yes	016
Content type	6.9	E	Yes	1XX, 336
Date of expression Religious work	6.10 6.24	E	Yes, if, where necessary, in the authorized access point for expressions of musical and religious works	1XX, 046
Language of expression	6.11	E	Yes, in the authorized access point for a translation or an edition in another language	1XX, 377, 670
Other distinguishing characteristic of expression Musical work Religious work	6.12 6.18 6.25	E	Yes, in the authorized access point if needed to differentiate	1XX, 381
Identifier of expression	6.13	E	Yes	016
RECORDING ATTRIBUTES OF PERSONS, FAMILIES, AND CORPORATE BODIES
Status of identification +	8.10		Yes	008/33
Undifferentiated Name Indicator +	8.11		Yes; see the Name Authority Manual, 008/32 for PFAN policies about authority records for undifferentiated names	008/32
Source consulted +	8.12		Yes	670, 675
Cataloguer's note +	8.13		Yes in certain situations explained in the Name Authority Manual, 667 and other guidelines	667
IDENTIFYING PERSONS
Preferred name for person	9.2.2	P	Yes	100
Date of birth	9.3.2	P	Yes, in the authorized access point if available at time of creating the authorized access point Yes, as an element (field 046) if available but not included in the authorized access point	100, 046
Date of death	9.3.3	P	Yes, in the authorized access point if available at time of creating the authorized access point Yes, as an element (field 046) if available but not included in the authorized access point	100, 046
Period of activity of person	9.3.4	P	Yes, in the authorized access point if needed to differentiate	100, 046
Title of personne	9.4	P	Yes, in the authorized access point (1) for titles indicating royalty, nobility, an ecclesiatical rank or office, or a term of address for person of religious vocation; (2) if needed to differentiate for another term of rank, honor or office	100, 368
Fuller form of name	9.5	P	Yes, in the authorized access point if needed to differentiate	100, 378
Other designation associated with a person	9.6	P	Yes, in the authorized access point (1) for saints and spirits and (2) if needed to differentiate Yes, as an element (field 368) if not included in the authorized access point, for a person named in sacred scriptures or apocryphal books, a fictitious or legendary person, or a real non-human entity	100, 368
Profession or occupation	9.16	P	Yes, in the authorized access point (1) for a person whose name consists of a phrase or appellation not conveying the idea of a person and (2) if needed to differentiate	100, 374
Identifier for person	9.18	P	Yes	016
IDENTIFYING FAMILIES
Preferred name for family	10.2.2	F	Yes	100
Type of family	10.3	F	Yes, in the authorized access point	100, 376
Date associated with family	10.4	F	Yes, in the authorized access point	100, 046, 376
Placee associated with family	10.5	F	Yes, in the authorized access point if needed to differentiate	100, 370
Prominent member of family	10.6	F	Yes, in the authorized access point if needed to differentiate	100, 376
Identifier for family	10.10	F	Yes	016
IDENTIFYING CORPORATE BODIES
Preferred name of corporate body	11.2.2	C	Yes	11X, 151
Place associated with corporate body, etc.	11.3.2	C	Yes, in the authorized access point for singular, non-recurring conferences, etc. or isolated occurrences in a series of conferences, etc.	11X, 370
Other place associated with corporate body	11.3.3	C	Yes, in the authorized access point if needed to differentiate	11X, 370
Date of conference, etc.	11.4.2	C	Yes, in the authorized access point for singular, non-recurring conferences, etc. or isolated occurrences in a series of conferences, etc.	11X, 046
Date of establishment	11.4.3	C	Yes, in the authorized access point if needed to differentiate	11X, 046
Date of termination	11.4.4	C	Yes, in the authorized access point if needed to differentiate	11X, 046
Period of activity of corporate body	11.4.5	C	Yes, in the authorized access point if needed to differentiate	11X, 046
Associated institution	11.5	C	Yes, in the authorized access point (1) for confereneces, etc., if the institution’s name provides better identification than the place name or if the place name is unknown or cannot be readily determined; (2) for other corporate bodies, if needed to differentiate when the institution’s name provides better identification than the place name or if the place name is unknown or cannot be readily determined	11X, 373
Numéro d’ordre d’un congrès, etc.	11.6	C	Pour les congrès, etc. ponctuels ou les occurrences isolées dans une série de congrès, etc.	11X
Autre désignation associée à la collectivité	11.7	C	Oui, dans le point d’accès autorisé (1) pour une collectivité avec un nom qui n’évoque pas une collectivité; (2) si nécessaire pour établir une distinction	11X, 368
Identifiant de collectivité	11.12	C	Oui	016
IDENTIFICATION DES LIEUX
Nom privilégié d’un lieu +	16.2.2	L	Oui dans le contexte de RDA 11.2 (p. ex., le nom d’un gouvernement)	151
PERSONNES, FAMILLES ET COLLECTIVITÉS ASSOCIÉES À UNE ŒUVRE
Créateur	19.2	O	Oui, dans le point d’accès autorisé (s’il y a plus d’un créateur, le seul créateur requis est celui ayant la responsabilité principale nommé en premier dans les ressources matérialisant l’œuvre ou dans les sources de référence; si la responsabilité principale n’est pas indiquée, seul le créateur nommé en premier est requis)	1XX, 5XX
Autre agent associé à une œuvre	19.3	O	Oui, dans le point d’accès autorisé (si le point d’accès représentant cet agent est utilisé pour construire le point d’accès autorisé représentant l’œuvre)	1XX, 5XX
ENREGISTREMENT DES RELATIONS ENTRE LES ŒUVRES, LES EXPRESSIONS, LES MANIFESTATIONS ET LES ITEMS
Source consultée +	24.7		Oui	670, 675
ENREGISTREMENT DES RELATIONS ENTRE LES PERSONNES, LES FAMILLES ET LES COLLECTIVITÉS
Source consultée +	29.6		Oui	670, 675
PERSONNES EN RELATION
Personne en relation +	30.1	P, F, C	Pour les identités différentes	500
Explication d’une relation +	30.2		Pour les individus ayant trois identités différentes ou plus	663
COLLECTIVITÉS EN RELATION
Collectivité en relation +	32.1	P, F, C	Pour les relations séquentielles entre collectivités autres que les congrès, uniquement aux entités qui précèdent ou succèdent immédiatement (établir des relations entre les congrès uniquement dans les notices pour les points d’accès autorisés collectifs)	510

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