PFAN - Rules for contribution
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General Rules for Contributions
- The file contains descriptions of persons, families, corporate bodies, geographical entities, works and expressions.
- Participating libraries contribute to the file by establishing authorities generated in the course of their cataloguing activities. However, participating libraries are not obligated to establish an authority record for each access point included in a bibliographic record nor all the authority records related to a particular access point except in the following cases:
- All bodies that are part of an established hierarchy; e.g., when establishing a body that is entered subordinately to its parent body, if a name authority record for the parent body is not present in the authority file, it must be established and contributed as well.
- All bodies referred through in cross-references; e.g., if an authorized access point is entered independently and a variant access point is given through a higher body, the higher body needs to be represented in the authority file as well; this may mean that the library will need to create an additional name authority record in addition to the one the library needs to use in its catalogue.
- All personal and corporate names used in see also references (5XXs); e.g., when establishing a name for an author who uses a pseudonym, or an access point representing an earlier or later name of a corporate body, the library will need to connect the access points by means of see-also references. In order to avoid blind references, the participant will need to make sure that the corresponding authorized access point is established.
- All access points under which preferred titles are established; e.g., if an author-title record with the conventional collective title Works is entered under an author who is not established in the authority file, a name authority record for the author must be contributed as well.
- Although participating libraries are not required to contribute name-titles authority records, if one is contributed, all eligible elements must be represented in the authority file.
- The file does not contain duplicates. Participating libraries must ensure that an authority record does not already exist before creating a new one. Consequently, participating libraries must update an existing authority record rather than create a new one when they wish to include additional information about the entity represented by the record (for example, a birth date).
- When an authority contains coding which indicates that it is not RDA compliant (008/10 (Descriptive cataloging rules) containing a value other than z and no 040 $e "rda") is revised, the access points it contains must be revised, if necessary, to comply with RDA and the coding in fields 008 and 040 modified accordingly.
- The authorities must be formulated in MARC21 according to RDA and follow the options indicated in the LC-PCC PS, the LAC-BAnQ policy statements and other policies established by the Standards Committee.
- A name authority record must contain the following elements:
- the authorized access point (MARC field 1XX);
- the sources used to justify the authorized access point, including additions that are part of the authorized access point, variant forms of the access point and certain identification elements (MARC field 670);
- the cross-references leading to the authorized access point from variant access points (MARC field 4XX) or from related access points (MARC field 5XX) if appropriate.
- control data and the content designation for proper identification and manipulation of the data.
An authority record may contain :
- additional information, recorded in fixed fields (008) and in note fields of the authority record (MARC fields 667, 675 ou 678);
- optional MARC fields such as fields 046 et 3XX;
- equivalent access points in the MARC 7XX linking fields.
Sources:
- Module 1 -- NACO Foundations (Last update: Apr. 6, 2017)
- Descriptive cataloging manual Z1: Name and series Authority records. Prepared by the Policy and Standards Division, Library of Congress. October 2018.
- NACO Participants' Manual. 3rd Edition. Edited by Patricia Van Ryn and William L. Starck. July 31, 2005
- NACO Program Parameters
Last Update: 2019-05-23
Mandatory MARC Fields for PFAN
| MARC Field | Note |
|---|---|
| Leader | Supplied by WMS. |
| 003 | Supplied by WMS. |
| 008 | Code completely. |
| 016 | |
| 040 | Supplied by WMS. |
| 046 $f $g | Supply the birth date (9.3.2) and death date (9.3.3.) if they are available but not included in the authorized access point. |
| 1XX | |
| 368 $c | Supply another designation associated with a person (9.6) when it is not included in the authorized access point for:
|
| 4XX | Supply if necessary. |
| 500 | Supply for different identities. |
| 510 | Supply for sequential relationships between corporate bodies other than conferences, only to immediately preceeding or succeeding entities (establish relationships between conferences only in records for authorized corporate access points). |
| 663 | Supply for individuals who have three different identities or more. |
| 667 | Supply for certain situations explained in Name Authority Manual, 667 and in other guidelines. |
| 670 | Supply to cite the resource catalogued and to justify the authorized access point, including additions that are part of the authorized access point, variant access points and certain identification elements. |
| 675 | Supply to cite the resource catalogued when the resource does not supply any information. |
Last Update:
Core RDA Elements for PFAN
(combination of RDA “Core” and RDA “Core if” elements plus additional elements)
Explanation of symbols in this table:
| "Element" Column: | A plus sign (+) identifies additional elements beyond the RDA "core" and RDA "core if" elements, selected by PFAN to be core elements, as specified, in records. | |
| FRBR Column: | FRBR/FRAD Entities: | |
| C = Corporate Body (collectivité)
E = Expression F = Family (famille) |
O = Work (œuvre)
L = Place (lieu) P = Person (personne) | |
| Element | RDA No | FRBR | Decision with restrictions, if applicable | MARC coding |
| RECORDING ATTRIBUTES OF WORKS AND EXPRESSIONS | ||||
| Status of identification + | 5.7 | Yes | 008/33 | |
| Source consulted + | 5.8 | Yes | 670, 675 | |
| Cataloguer's note + | 5.9 | Yes for certain situation explained in the Name Authority Manual, 667 and in other guidelines | 667 | |
| IDENTIFYING WORKS AND EXPRESSIONS | ||||
| Preferred title for the work
• Musical work • Legal work • Religious work • Official communications |
6.2.2
6.14.2 6.19.2 6.23.2 6.26.2 |
O | Yes | 1XX |
| Form of work | 6.3 | O | Yes, in the authorized access point if needed to differentiate | 1XX, 380 |
| Date of work
• Legal work |
6.4
6.20 |
O | Yes, in the authorized access point if needed to differentiate; see Date of a treaty below | 1XX, 046 |
| Place of origin of work | 6.5 | O | Yes, in the authorized access point if needed to differentiate | 1XX, 370 |
| Other distinguishing characteristic of work
• Legal work |
6.6
6.21 |
O | Yes, in the authorized access point if needed to differentiate | 1XX, 381 |
| Medium of performance | 6.15 | O | Yes, in the authorized access point;
(1) if the title is not distinctive, give if applicable; (2) if the title is distinctive, give if needed to differentiate |
1XX, 382 |
| Numeric designation of musical work | 6.16 | O | Yes, in the authorized access point;
(1) if the title is not distinctive, give if applicable; (2) if the title is distinctive, give if needed to differentiate |
1XX, 383 |
| Key | 6.17 | O | Yes, in the authorized access point;
(1) if the title is not distinctive, give if applicable; (2) if the title is distinctive, give if needed to differentiate |
1XX, 384 |
| Date of a treaty | 6.20.3 | O | Yes, in the authorized access point | 1XX, 046 |
| Identifier for the work | 6.8 | O | Yes | 016 |
| Content type | 6.9 | E | Yes | 1XX, 336 |
| Date of expression
• Religious work |
6.10
6.24 |
E | Yes, where necessary, in the authorized access point for expressions of musical and religious works | 1XX, 046 |
| Language of expression | 6.11 | E | Yes, in the authorized access point for a translation or an edition in another language | 1XX, 377,
670 |
| Other distinguishing characteristic of expression
• Musical work • Religious work |
6.12
6.18 6.25 |
E | Yes, in the authorized access point if needed to differentiate | 1XX, 381 |
| Identifier for the expression | 6.13 | E | Yes | 016 |
| RECORDING ATTRIBUTES OF PERSONS, FAMILIES, AND CORPORATE BODIES | ||||
| Status of identification + | 8.10 | Yes | 008/33 | |
| Undifferentiated Name Indicator + | 8.11 | Yes; see the Name Authority Manual, 008/32 for PFAN policies on undifferentiated name authority records | 008/32 | |
| Source consulted + | 8.12 | Yes | 670, 675 | |
| Cataloguer's note + | 8.13 | Yes for certain situations explained in the Name Authority Manual, 667 and other guidelines | 667 | |
| IDENTIFYING PERSONS | ||||
| Preferred name for the person | 9.2.2 | P | Yes | 100 |
| Date of birth | 9.3.2 | P | Yes, in the authorized access point if available at time of creating the authorized access point
Yes, at the element level (field 046) if available but not included in the authorized access point |
100,
046 |
| Date of death | 9.3.3 | P | Yes, in the authorized access point if available at time of creating the authorized access point
Yes, at the element level (field 046) if available but not included in the authorized access point |
100, 046 |
| Period of activity of the person | 9.3.4 | P | Yes, in the authorized access point if needed to differentiate | 100, 046 |
| Title of the person | 9.4 | P | Yes, in the authorized access point in the following cases:
(1) for titles indicating royalty, nobility, an ecclesiatical rank or office, or a term of address for a person of religious vocation; (2) if needed to differentiate for terms of rank, honor or office |
100, 368 |
| Fuller form of name | 9.5 | P | Yes, in the authorized access point if needed to differentiate | 100, 378 |
| Other designation associated with the person | 9.6 | P | Yes, in the authorized access point in the following cases:
(1) for saints and spirits; (2) if needed to differentiate Yes, at the element levle (field 368) if not included in the authorized access point, for a person named in sacred scriptures or apocryphal books, a fictitious or legendary person, or a real non-human entity |
100, 368 |
| Profession or occupation | 9.16 | P | Yes, in the authorized access point in the following cases:
(1) for a person whose name consists of a phrase or appellation not conveying the idea of a person; (2) if needed to differentiate |
100, 374 |
| Identifier for the person | 9.18 | P | Yes | 016 |
| IDENTIFYING FAMILIES | ||||
| Preferred name for the family | 10.2.2 | F | Yes | 100 |
| Type of family | 10.3 | F | Yes, in the authorized access point | 100, 376 |
| Date associated with the family | 10.4 | F | Yes, in the authorized access point | 100, 046, 376 |
| Place associated with the family | 10.5 | F | Yes, in the authorized access point if needed to differentiate | 100, 370 |
| Prominent member of the family | 10.6 | F | Yes, in the authorized access point if needed to differentiate | 100, 376 |
| Identifier for the family | 10.10 | F | Yes | 016 |
| IDENTIFYING CORPORATE BODIES | ||||
| Preferred name for the corporate body | 11.2.2 | C | Yes | 11X, 151 |
| Location of conference, etc. | 11.3.2 | C | Yes, in the authorized access point for individual conferences, etc. or isolated occurrences in a series of conferences, etc. | 11X, 370 |
| Other place associated with a corporate body | 11.3.3 | C | Yes, in the authorized access point if needed to differentiate | 11X, 370 |
| Date of conference, etc. | 11.4.2 | C | Yes, in the authorized access point for individual conferences, etc. or isolated occurrences in a series of conferences, etc. | 11X, 046 |
| Date of establishment | 11.4.3 | C | Yes, in the authorized access point if needed to differentiate | 11X, 046 |
| Date of termination | 11.4.4 | C | Yes, in the authorized access point if needed to differentiate | 11X, 046 |
| Period of activity of the corporate body | 11.4.5 | C | Yes, in the authorized access point if needed to differentiate | 11X, 046 |
| Associated institution | 11.5 | C | Yes, in the authorized access point in the following cases:
(1) for conferences, etc., if the institution’s name provides better identification than the place name or if the place name is unknown or cannot be readily determined; (2) for other corporate bodies, if needed to differentiate when the institution’s name provides better identification than the place name or if the place name is unknown or cannot be readily determined |
11X, 373 |
| Number of a conference, etc. | 11.6 | C | For individual conferences, etc. or isolated occurrences in a series of conferences, etc. | 11X |
| Other designation associated with corporate body | 11.7 | C | Yes, in the authorized access point in the following cases:
(1) for a name that does not convey the idea of a corporate body; (2) if needed to differentiate |
11X, 368 |
| Identifier for the corporate body | 11.12 | C | Yes | 016 |
| IDENTIFYING PLACES | ||||
| Preferred name for the place + | 16.2.2 | L | Yes, in the context of RDA 11.2 (for ex., the name of a government) | 151 |
| PERSONS, FAMILIES, AND CORPORATE BODIES ASSOCIATED WITH A WORK | ||||
| Creator | 19.2 | O | Yes, in the authorized access point (if there is more than one creator responsible for the work, only the creator having principal responsibility named first in manifestations embodying the work or in reference sources is required; if principal responsibility is not indicated, only the first-named creator is required) | 1XX, 5XX |
| Other agent associated with work | 19.3 | O | Yes, in the authorized access pointe (if the authorized access point representing that agent is used to construct the authorized access point representing the work) | 1XX, 5XX |
| RECORDING RELATIONSHIPS BETWEEN WORKS, EXPRESSIONS, MANIFESTIONS, AND ITEMS | ||||
| Source consulted + | 24.7 | Yes | 670, 675 | |
| RECORDING RELATIONSHIPS BETWEEN PERSONS, FAMILIES, AND CORPORATE BODIES | ||||
| Source consulted + | 29.6 | Yes | 670, 675 | |
| RELATED PERSONS | ||||
| Related person + | 30.1 | P, F, C | For different identities | 500 |
| Explanation of relationship + | 30.2 | For individuals having three or more identities | 663 | |
| RELATED CORPORATE BODIES | ||||
| Related corporate bodies + | 32.1 | P, F, C | For sequential relationships between corporate bodies other than conferences, only to the immediately preceeding and succeeding entities (relate conferences only on the records for the collective heading) | 510 |
Last Update: